The FCA aims to enforce compliance and make sure firms are next The principles and laws set forth within the FCA handbook. In incredible situation, the FCA can take crisis action and prevent brokers from opening new trades for purchasers, or suspend (or even revoke) a broker’s license if there have been considerable compliance failures and/or vio
The FCA aims to enforce compliance and be sure that firms are next the rules and polices established forth while in the FCA handbook. In extraordinary conditions, the FCA usually takes emergency motion and stop brokers from opening new trades for customers, or suspend (as well as revoke) a broker’s license if there are actually significant compli
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